Nuclear Promise – Procedure and Work Instruction’s Perfect Storm – Part 1

Are you creating a perfect storm for future human error events from the use of the very tools designed to create consistency in the execution of work activities?

 

Delivering the Nuclear Promise

 

Over the last 10 years, generating costs for U.S. reactors has increased roughly 28%.  In response NEI and the nuclear industry developed the Nuclear Promise, which is designed to reduce generating costs by 30% by 2018.  

“Companies that operate America’s nuclear energy facilities have partnered on a multiyear strategy to transform the industry and ensure its viability for consumers as well as its essential role in protecting the environment.

This strategic plan, called Delivering the Nuclear Promise, strengthens the industry’s commitment to excellence in safety and reliability, assures future viability through efficiency improvements, and drives regulatory and market changes so that nuclear energy facilities are fully recognized for their value.” – NEI, Delivering the Nuclear Promise: Advancing Safety, Reliability, and Performance

In redesigning “nuclear power plant processes to improve efficiency and effectiveness to enable a 30 percent reduction in electric generating costs, on average industrywide,” are existing and future procedures and work instructions capable of meeting the needs of the future?

Intro

I have had the rare opportunity to provide Human Factored Procedure and Work Instruction training to 29 plus commercial nuclear generating stations during the last two years. The instruction is focused on providing procedure writers and planners tools designed specifically to eliminate human performance errors and create greater consistency during document development. The instruction is based on two standards. One originally developed by the Nuclear Energy Institute (NEI) and now owned by the Procedure Professionals Association
(PPA) and the other created by the Electric Power Research Institute (EPRI).

  • PPA AP-907-005, Procedure Writer’s Manual, Revision 2 (formerly NEI AP-907-005)
  • Nuclear Maintenance Applications Center: Maintenance Work Package Planning Guidance 3002007020 Final Report, February 2016

The two standards work together to support the elimination of human performance errors that can occur and if left unchecked can lead to industry events as identified by the Institute of Nuclear Power Operations (INPO), World Association of Nuclear Operators (WANO) and the Nuclear Regulatory Commission (NRC).

The problem statement:

As part of the instruction I request each station to provide examples of current documents from each work discipline that will be attending the course. I compare the examples provided to the two industry standards in effort to identify human performance challenges. As a result, I consistently find numerous performance gaps.

The standards specifically target 18 human performance error likely situations. The most frequently identified errors are provided below:

  • Insufficient technical detail
  • Vague interpretive guidance
  • Infield decisions without clear guidance
  • Multiple actions per step
  • Actions or implied actions in Precautions/Limitations, Notes, Cautions, and Warnings
  • Precautions, notes, cautions, and warnings that contain information that do not add value or what EPRI would call “bloat.”
  • Excessive branching and referencing or branching to documents with significant quality issues
  • Inconsistent formatting

As companies respond to “Delivering the Nuclear Promise, Efficiency Bulletins” a perfect storm appears to be forming. As programmatic controls are redeveloped and reorganizations occur the impacts to procedures and work instructions as they relate to level of detail and impacts to human performance are not understood as it relates to changes in the workforce.

Discussion

So why am I writing this blog? First and foremost, the answer is not to generate more work for our small business. This blog is provided to communicate and generate discussion within the community and management teams that are executing “Delivering the Nuclear Promise, Efficiency Bulletins”.

Each commercial nuclear generating station has thousands of procedures and work instructions. The nuclear industry has evolved tremendously since its inception resulting in part from lessons learned from industry events including those such as Three Mile Island, Chernobyl, Fukushima, and quality issues identified through the 10 CFR 50 Appendix B Quality Assurance (corrective action) program controls. As such, procedures and work instructions have evolved.

Procedures are required to go through a very thorough technical and safety review process. Work instructions generally only require an independent technical review. Both procedures and work instructions have especially in recent years come under significant scrutiny for quality challenges as identified by the Institute of Nuclear Power Operations (INPO), World Association of Nuclear Operators (WANO), Nuclear Regulatory Commission (NRC) and as identified by corrective action program controls. The quality challenges surprisingly have not resulted from technical inadequacies but primarily from issues surrounding usability identified as human performance errors. So what has changed?

Less experienced document users and developers!

I am seeing significant inconsistencies as it relates to the level of detail and usability issues (human performance errors). Staff must realize that every step performed by a document user has three primary parts – Who, What and How. The “who” in most cases can be implied, thus the primary focus resides with the writer in determining the “What-to-do and/or How-to-do” for level of detail. Every task an employee performs the “how” must come from somewhere. As the nuclear workforce has matured and the procedures and work instructions have been revised over time the “how’ has been or is being slowly diluted coupled with the addition of other human performance challenges. As the frequency of performance raises staff become more confident and less dependent on step-by-step instructions. But this is changing, and from my observations fairly rapidly. Where the “what-to-do” was acceptable for senior staff the qualified although inexperienced staff require more “how.”

When document guidance is only provided at the “what-to-do” level, the risk of error can be significant as the user can be inadvertently pushed into the “Knowledge Base” performance mode where failure rates can be as significant as 1:2 to 1:10. This is as compared to the “Rule Base” failure rates of 1:100 to 1:1,000 and Skill Based performance mode of 1:1,000 to 1:10,000.

As companies revise current processes and look to potential changes in staff numbers and reorganization in response to “Delivering the Nuclear Promise” we need to be aware that the foundation of human performance “Procedures and Work Instructions” needs to be evaluated consistently and cautiously. Taking credit for existing quality levels for technical adequacy and usability resulting from past success may only lead to a false sense of security and the identification of dormant human performance traps.

Current approved procedures and work instructions used many times successfully are now being found to not meet the needs of the new nuclear workforce. This is at a time when budgets and staff are not available to update these critical human performance tools to the level of attention they routinely demand.

Join us for an additional discussion of this issue in Part 2 – Nuclear Promise – Procedure and Work Instruction’s Perfect Storm.  In Part 2 we will provide industry standard guidance that can be used to identify human performance challenges and tools to support improving the level of detail.


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Ken Hicks

Employee Spotlight – Ken Hicks

Ken Hicks

In this installment of our “Employee Spotlight”, we spoke with Ken Hicks, a contract employee who is currently working as a Maintenance Procedure Writer, supporting one of our clients on-site in South Carolina.

At PSM, we value people. As staffing consultants, we interact with people all day, every day.  And whether it’s with a client, candidate, or contract employee, we value each interaction.  So much of our website is dedicated to promoting our services, that we thought it only fitting to showcase our most important resource, our people!

In this installment of our “Employee Spotlight”, we spoke with Ken Hicks, a contract employee who is currently working as a Maintenance Procedure Writer, supporting one of our major clients on-site in South Carolina.  Our contract employees are especially important to us and we are honored to have the opportunity to work with such talented individuals.  Ken has been working for PSM since 2010, so it was great to have the opportunity to connect with him regarding his experience…

First up – can you tell us a little bit about your professional background? 

Currently I’m a maintenance procedure writer supporting a nuclear power station.  When I finished Tech school in 1999, I moved to Maryland from Pennsylvania for a job as an industrial electrician.  I performed duties in manufacturing, water treatment, construction, and power generation.  I did a lot of side work and I quickly realized that was not for me.  I started contract work in 2007 supporting numerous Instrumentation and Control shops across the USA and it’s been great.  From reading books, listening to podcasts, or attending a Dale Carnegie course I never stop trying to learn.

 What drew you to PSM originally?

 PSM felt like the old mom and pop companies that have more flexibility than a larger company.

Before working at PSM, what was the most unusual or interesting job you’ve ever had?

 You experience so much in an industrial environment nothing surprises me.  I got a call for a month long assignment in Sweden.  When I arrived I was told it was 3+ months.

What are 3 words to describe PSM?

 Family, Fun, Effective

What is the favorite part about working for PSM?

 Being a smaller company I can get answers quickly.  I can ask about time off, 401k or medical insurance and I get answers.

What can you tell us about your life outside of the work?

 I’m a Christian and an outdoors guy.  I’m all about hunting, fishing, backpacking, mountain biking, Harley, working-out and landscape photography.  I stay very busy.

What do you enjoy about working on a contract-basis? 

 Money is definitely better and I have more flexibility with my life.

What advice would you give to someone just getting started in a new career?

 Find a way to like everything and everyone and have fun.  Take time to know what’s going on.  Read condition reports or something related to your industry or position every day.  Also, find a mentor, someone that will push you but you have to be willing to learn.  This might take a while but once someone sees that you are courteous, willing to learn, and want to be productive, they are more likely to help you.

If you could go anywhere in the world, where would you find yourself?     

 Fishing in Potter County PA.  

In the past five years, what’s the most important thing you have learned?  

 Don’t put emotions into a hypothetical situation

Last, but not least here are some FAST FUN FACTS about Ken:

  • Favorite Vacation Spot:   Anywhere in the great outdoors
  • Favorite Movie(s):   I’m not much of a movie or TV guy.  Anything dealing with history I’ll watch.
  • Favorite Food:   Steak
  • Favorite Sport(s):   Motocross

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